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Value Consulting Mumbai : Recruitment Consultants
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[QUOTE=Guest;161891]UMESH SANTRAM SHARMA E-mail- santkamal26 AT yahoo.in , santkamal.sharma83 AT gmail.com , CAREER OBJECTIVE To work in a creative & challenging environment where I would be able to utilize my Operational & Management skill & ability to meet employer & personal satisfaction. PROFESSIONAL SYNOPSIS - Having an experience of 5 years in the fields of Compliance Operation. - Proficient in handling Sub-Broker as well as customer queries and Exchange Requirement. - Excellent communication skill backed up with analytical and problem solving capabilities. - Possess ability to motivate people to achieve organizational objectives. Last Organization Labdhi Finance Corporation as a Compliance Asst. From October 2005 to December, 2009 and India Advantage Securities Ltd., as a Compliance Executive. From January 2010 to August, 2010 September 2010 to till date ORGANIZATIONAL EXPERIENCE Compliance Executive. [b]. Organization [/b]: Dimensional Securities Pvt. Ltd., Member in (NSE, BSE, MCX, NCDEX, CDSL, MCX-SX,) Dimensional Securities Pvt. Ltd., offers diverse range of services with through three different companies. (Dimensional Commodities Pvt Ltd. and Dimensional Finance Pvt Ltd.) Working in Dimensional Securities Pvt. Ltd., as Compliance Executive with full responsibility for operations, processes, internal controls. This is a centralized processing unit for all 100 Branches. Experience with Compliance with Exchange & SEBI [b]JOB RESPONSIBILITY [/b]: - Sub-broker, Remisier, Authorise Person Registration, Cancellation and Change in address procedure for BSE/NSE/MCX and NCDEX,NSE CDX,MCX CDX, NCDEX SPOT EXCHANGE - Inspection related all the matter solves. - KYC Checking Details. And all processor related KYC - NBFC Client Registration - CTCL (NSE(CASH,F&O,CDX) MCX, MCX-SX, NCDEX), - IML, TWS, User ID, - Name change in User ID. NOW IDs - Membership Application Related Work - Internet Based Trading Report sends to the BSE & NSE. - Change in client code modification letters to NSE & BSE. - Bank Guarantee, FD, Credit Facility Documentation. - Annual Compliance Report send to the Exchange. - System Audit Report sends to the Exchange. - Renewal of Insurance Policy. - Membership Certificate Renewal. - Annual Return for BSE/NSE/MCX/NCDEX. - Half Yearly Net worth send to Exchange. - Internal Audit Report sends to Exchange. - Stamp-Duty, TDS, Service Tax entry. - E-Contracts send to Client - Service Tax Monthly Entry & Return, TDS Monthly Entry & Return to the Department ACADEMIC CREDENTIALS o Masters in Commerce from Kanpur University, in the year 2006-2007. o B.Com. From Gorakhpur University, Uttar Pradesh o H.S.E, Uttar Pradesh o S.S.C in from Uttar Pradesh Certification Qualification Capital Market (Dealers) Module[/QUOTE]
