Gupta Equities Pvt Ltd Mumbai : Compliance Officer

[mskavi]

Gupta Equities Mumbai : SENIOR COMPLIANCE

Designation: SENIOR COMPLIANCE
Experience: 3 - 5 Years
Location: Mumbai

Job Description:
Ability to do drafting of various agreements & documentation independently.Ability to do legal research on Regulatory, litigation & non-litigation aspects.Well versed with Corporate Laws, property law,Negotiable Instrument Act.Knowledge in SEBI act.

Desired Candidate Profile:
Overall assistance to Legal & compliance function.To do research on various Laws,rules & regulations governing financial industry & other applicable aspects of law & prepare news letters,circulars on the same.Provide legal opinionDrafting of letters.

Company Profile:
Gupta Equities is a Financial service house with over 20 branches all over India. We are a one stop shop offering broking services in Equity, Commodity, Mutual finds, Life and Non Life insurance to HNI clients and retail clients.

Email Address: nisha@guptaequities.com
Website: http://www.guptaequities.com

Keywords: Excellent communication skills,good in compliance work

[Guest-IJT]

Dear Sir,
Please find herewith the resume as mentioned below for Assistant Manager Legal. I am very much desperate to Join the organisation. Kindly consider the same.

Regards
Anupam Chaturvedi

ANUPAM CHATURVEDI

Mo. No. –+ 91-9958255620 E – Mail : anupamchaturvedi@ymail.com
anupam_190chaturvedi@rediffmail.com

Seeking legal assignments in litigation recovery cases, statutory compliances & research field and team Management with high growth oriented organization, preferably in Industrial Sector/NBFC/Publication/Research

PROFESSIONAL SYNOPSIS

- A competent professional with 9 years’ experience in litigation, research & statutory compliances in Industrial Sector.
- Presently working with UFLEX LTD. Corporate Office at Noida (U.P.) a largest Plastic Packaging Industry in Asia As Legal Officer and handling legal cases pertaining to recovery & legal statutory compliances for the organization.
- Proficient in maintaining healthy relations with clients in regards to legal cases.
- Abilities in making briefs, opinions, recovery cases, arbitration, complaint cases under Section 138 NI Act and monitoring legal statutory compliances in order to avoid legal violations and research.
- A keen communicator honed with managerial, relationship management & problem solving skills.
- LL.B. from Kota affiliated to Ajmer University, in 1994.
- P.G. Diploma in Industrial Relations & Personnel Management from Bhartiya Vidya Bhawan., Kota, in 1995.

CORE COMPETENCIES
Statutory Compliances
- Streamlined the Statutory Complainces.
- Maintainance of Registers under Factories Act, Contract Labour, Safety Committee, Canteen Committee etc.
- Filing of Returns and Forms under ESI, EPF, Factories Act, and various other Labour Laws.
- Compliances of Air, Water Consent under Pollution Control Board.
- Registration of Contractor, Licenses of Contract Labour and Explosives, Hazardous, Factories etc. Relationship management.
Legal Recoveries
- Handling legal recovery cases by way of Arbitration, 138 NI Act and Recovery suits.
- Appearance in Courts in Execution of Arbitration Awards, Complaints under Section 138/420 on behalf of Company.
- Drafting of Arbitration Claims, notice and Complaints under 138 NI Act, Recovery Suits, Agreements, Contracts etc.
- Giving opinion on various gazettes and notifications regarding use of plastic bags etc.
- Making briefs of various matters pending in High Courts and Supreme Court.

ORGANISATIONAL EXPERIENCE
Growth path ;
- July 08 – till date Legal Officer (UFLEX Ltd., Noida)
- July 2007 – July 08 Writing Books for Universal Law Publications, Allahabad Law Agency etc.
Case Notes for MANUPATRA
Publication of Book Rajasthan Judicial Services Examination Solved Papers in December 2008.
- August 06-July 2007 IEC College of Engineering and Technology, Noida (Law Officer)
- December 99 – May 2006 Escorts Finance Ltd., New Delhi.(Legal Retainer)
Notable Accomplishments ;
- Significantly streamlined Statutory Compliances required for Factories.
- Settlement in Legal Recovery Cases, issuances of NBW/Attachment Orders against various defaulters.
- Opinion on various gazettes and notifications.
- Matter relating to Land Allotment in favour of IEC College of Engineering and Technology.

ACADEMIC CREDENTIALS
- X from Kendriya Vidyalaya, Kota in 1987, Secured Ist Div., Obtained Marks 61.6%
- XII from Kendriya Vidyalaya, Kota in 1989, Secured Ist Div., Obtained Marks 61.6%
- B.Sc. from Kota affiliated to University of Ajmer in 1991. Secured Ist Division . Obtain Marks 60.2%.

PROFESSIONAL CREDENTIALS
- LL.B. from Kota, affiliated to University of Ajmer, in 1994
- P.G. Diploma in Industrial Relations & Personnel Management from Bhartiya Vidya Bhawan, Kota
in 1995

PERSONAL DETAILS
Date of Birth :- 25th Aug 1971
Present Address :- 34A, Dhawaligiri Apartments, Sector XI, Noida (U.P.)
Contact No. 09958255620/09312034970
Permanent Address :- 17, Sushila Sadan, Near Rajendra Hotel, Kota . Pin 324002 (Raj)
Phone No. 0744-2460837/09828934469

Reference: 1. Mr. Sharad Chaturvedi
Plant Welfare Officers (DCM Shriram Fertilisers)
Kota – 324004 (Rajasthan)
0744-2385524/09001098521

2. Mr. Manoj Mathur
GM(Commercial) (DCM Shriram Consolidated Limited)
MOB. 09928070822
KOTA -342004 (RAJ)
3. O.D. Sharma (AGM HR)
(DSCL) KOTA
MOB. 09352611578


DATE : 08.05.09
PLACE : NOIDA

SIGNATURE
(ANUPAM CHATURVEDI)