Jhaveri Securities Ltd Baroda : LLB, Legal Advisor, Compliance Manager

[mskavi]

Jhaveri Securities Ltd. Vadodara/Baroda : Compliance Manager – Operations

Website: http:// www.jhaverisec.com

Keywords: LLB, Legal Advisor, CS, Corporate Laws, Negotiable Instrument Act, RBI, SEBI ,NSE, BSE ,Investment Advisory, Wealth Management, Non Banking Finance Companies, Stock Broking, Mutual Funds, Merchant Banking Investment Advisory, Wealth Management


Designation: Compliance Manager – Operations
Experience: 8 - 10 Years
Location: Vadodara/Baroda
Compensation:
Salary no bar for the right candidate
Education:
UG - Any Graduate - Any Specialization
PG - CS,LLM - Law
Industry Type: Banking/Financial Services/Broking
Functional Area: Legal
Posted Date: 31 Mar

Job Description:
-drafting of various agreements & documentation independently-legal research on Regulatory,litigation & non-litigation aspects-Well versed with Corporate Laws,Negotiable Instrument Act-manage issues as per regulatory guidelines of RBI,SEBI & exchange

Desired Candidate Profile:
Age:30-35 yrs-Atleast 8 yrs of exp. post qualification-3-4yrs working as Asst. Manager- Compliance or Compliance Exe. with BANKING, FINANCIAL OR BROKING FIRM ONLY SHOULD APPLY-strong analytical skills-Excellent Report Writing Skills-Knowledge of SEBI

Company Profile:
JHAVERI SECURITIES LTD is one of the largest stock broking houses of Gujarat, with strong network of 15 branches, 300 franchises and ever expanding client base of over 70,000.

Executive Name: Manager HR - Anjali S Trivedi

Address:
Not Mentioned

Email Address: careers@jhaveritrade.com

Telephone: Not Mentioned

Reference ID:
COM. MGR. - OPS

Keywords: LLB, Legal Advisor, CS, Corporate Laws, Negotiable Instrument Act, RBI, SEBI ,NSE, BSE ,Investment Advisory, Wealth Management, Non Banking Finance Companies, Stock Broking, Mutual Funds, Merchant Banking Investment Advisory, Wealth Management

[shashi p pandey]

Myself Shashi Pandey, MA LLB DLP, having 5.5 years experience in legal complience and corporate sector work. i am interested to work in vadodara. i can assure for execellent complience and work of legal since my experience is vast then the year of experience. i have handle cases and legal department and legal complience of company and well equipt with knowldge. hence though my experience years are less but then also i have confident i can do all the assign works with perfection.
kindly give an apportunity for the same. my cell no. 9727744892 and e-mail- [EMAIL="shashidubey123 AT yahoo.com"]shashidubey123 AT yahoo.com
presently working with Claris lifescience ltd, Ahmedabad. i have planning to shift at vadodara.

[Guest-IJT]

Rekha. K,Advocate
Email:rekhakunjathody AT gmail.com
- Enrolled as an Advocate in the Bar Council of Karnataka, on 8th September 2006.
OBJECTIVE :
- Seeking assignment in the dynamic growth-oriented organization
BRIEF PROFILE :
- Proficient in providing corporate consultancy services, drafting & vetting legal documents, assisting clients and appearing before courts and tribunals.
- Handling litigation of the company under various provisions of law viz., matters pertaining to Consumer Protection Act, Sec 138 of Negotiable Instruments Act, Securitisation and Reconstruction of Financial Asset and enforcement of security Interest, Civil Law.
PROFESSIONAL EXPERIENCE :
July 2007 to March 2010 : Worked as a Legal Counsel at J.S. Advocates and Legal Consultants, a Law Firm situated at Malleshwaram, Bangalore. A law firm mainly handling cases of different banks.
September 2006 to June 2007 : Worked as a part time Advocate at U.N Khandige, Advocate, Mangalore.
August 2005 to September 2006 : worked as a trainee at U.N Khandige, Advocate, Mangalore.
KEY SKILLS :
I have ability in drafting pleading and conveyance, handling legal issues and research on case studies.
CORE COMPETENCIES
Litigation / Legal Affairs
- Extending legal consultancy and opinions to the company on various issues.
- Maintaining sustained contact with legal professionals.
- Appearing before the courts.
LEGAL DOCUMENTATION
Preparing case related documents.
EDUCATIONAL QUALIFICATION :
- LL.M. with Specialization in Business & Trade Law, from Mangalore University, Mangalore with an aggregate of 58.3% (2005–2007).
- LLB (5 years) from Mangalore University, Mangalore with an aggregate 59.15% (2000-2005).
OTHER QUALIFICATION
Six months basic Computers from APTECH Computer Education Center, Sullia.
COMPUTER PROFICIENCY
- MS OFFICE : MS WORD, MS EXCEL, MS POWER POINT
- Operating Systems : Windows98,windowsXP
- Well versed with MS Office and comfortable with internet.
ADDITIONAL INFORMATION :
- Dissertation on “Role of Alternative Dispute Resolution Technique in India” - National Perspective
- Article on Role of ADR Technique in India published in S.D.M. Law Journal Vol.1, 2007
DEVELOPMENTAL PROGRAMMES :
- Attended seminar on “Status of Legal Education in Karnataka” conducted by S.D.M. Law College & Center for P.G studies in Law held in the year 2006.
- Attended a National seminar on “Delay in Criminal Administrative Justice System in India” conducted by the Indian Law Institute, New Delhi in March, 2007.
- Attended seminar on “Cyber Law” conducted by SDM Law College, Mangalore in the Year 2007.
- Attended National seminar on “Human Rights in the Era of Globalization”, conducted by S.D.M Law College &Center for P.G studies in Law held on 15th December 2007.

[Guest]

SAMIR MAHNOT
samir_mahnot AT yahoo.co.in
CAREER OBJECTIVES . .
To achieve professional expertise and excellence by having an opportunity to handle and solve legal issues involving varied legal areas. To get challenge of ensuring legal compliance in line with changing policies and special interest lies in having an opportunity of sharpening the intellectual skills in area of Intellectual property laws. To have a working environment where in monetary and intellectual growth goes hand in hand.
EDUCATION . .
- LL B ,from the University of Rajasthan Jaipur, in the year 1980.
- B.Com. from University of Rajasthan Jaipur,in the year 1977.
WORKEXPERIENCE . .
I have more than 25 years experience in the different manufacturing/process plant.In the field of Insurance/Legal/Sales tax/Professional tax/commercial and liasioning with govt.officials.
- Presently working as Manager Legal - with Modern Petrofils (A Unit od Modern Syntex (I) Ltd.N.H.No.8,Village Bamangam,Tal.Karjan, Distt.Vadodara since May 1996 engaged in Manufacturing of POY/PFY having production capacity 210 MT per day and annual turn over is more than Rs.600 crores.& looking after
(A) LEGAL :
- Prepare and act in all the Cases – Civil, Revenue or Criminal whether original or appellate in the all courts.
- Brief all the company disputed matters to the solicitor, Advocate of the company.
- Sign and verify plaints (suits), civil recovery suits, summary suits, criminal complaints, written statements, caveats, agreements,objection, memorandum of appeal and petitions and applications and affidavits of all kind and to file them in any such Courts or Offices.
- Obtain injunctions/stay orders from respective competent courts.
- To reply the notices received by the company and arrange to serve hand delivery Summons, bailable/ nonbailable warrants on defendant/ accused etc.
- Compromise or withdraw case to confess judgements
- Deal with the legal actions initiated against debtors.
- Prepare standard drafts of various legal contracts/agreements, power of attorneys, affidavits, etc. for execution by various functional heads safeguarding the interest of the company.
- Reply self or through advocate for all notices received by us and to issue notices at our end to other parties.
- Attend and settle the matters in consumer forum related to Baroda based FD holders of all group companies.
- Prepare monthly MIS
(B) LAND :
- To keep and maintain entire block wise land record files of the company.
- To comply with the formalities pertaining to acquisition and conversion of land from Agriculture to Non agriculture for industrial purpose
- Attend all disputed matters pertaining to co.’s land in the competent court of jurisdiction.
- Ensure timely deposit of Land revenue and panchayat tax and payment of royalty to various Gram Panchayat and individual agriculturist to whom land pipe line passing through to discharge effluent water.to the nearby river.
- Keep liaison with the office of Village gram Panchayat, Talati, TDO and Mamlatdar office.
(C) INSURANCE :
- Ensure that the company takes adequate insurance policies pertaining to Fire,MBD,Marine,EEP, Boiler & Pressure Plant,Cash in transit,Fidiluity gurantee,,GPA ,Vehicle etc.
- Before finalising policy, discuss with insurance co.about all possible concession in rate from time to time.
- For any loss occurred, information to be sent to insurance company to depute a surveyor and get the survey report.
- In case of shortage, a shortage certificate from Transporter is to be obtained through respective Depts/directly from transporter. To obtain damage certificate from transporter/to issue statutory notice to the transporter and arranging all the documents for necessary claim.
- A claim is to be filed with the insurance company within the stipulated time.
- To complete all the formalities to materialize the claim at the earliest possible.
- Send declaration to Insurance Company from time to time under all the open declaratory insurance policies.
- Monthly MIS of pending claims with amount, status and suggestions.
- Get refund of premium in case of marine open declaratory policy at the time of expiry of policy as well as stock declaration policy/any other refund etc.
(D) SALES//VAT/PROFESSIONAL TAX :
- To file monthly/quarterly/annual return/e-return to sales tax /commercial tax authorities in time.
- To carry out VAT Audit
- To get print out on line ‘C’ Forms on quarterly basis
- To see that monthly Sales Tax/Vat is deposited in time.
- To get assessment order under State Sales Tax Act/VAT and Central Sales Tax Act at the earliest possible.
- To get determination order U/s 80 of The Gujarat value Added Tax Act from deptt. of disputed questions
- To provide suggestions to the management towards applicability of VAT/CST to decide selling strategy of finished product.
- To advise management about eligibility of Input Tax credit.
- To discuss with Sales Tax consultant for various matters related to VAT/CST from time to time and get there opinion
- Liaison with Commercial taxes authorities
- Previous employers :-
- Worked as Commercial Officer – With M/s Rathi Alloyes & Steels Ltd., Alwar, Rajasthan from 1994 to 1996. To look after all commercial matters like Job contracts,Stores,matters
- Worked as Law Officer- with M/s Modern Woollens Ltd,Bhilwara (Raj.) for the period 1991-94
- Worked in legal deptt.of M/s Modern Threads (I) Ltd.Raila (Raj.)for the period 1985-91.
- Worked in Accounts deptt.of M/s Super Syncotex (I) Ltd.,Gulabpura (Raj.) for the period 1983-91
- Worked as sales Trainee- With M/s J.K.Synthetics Ltd.Kota (Raj.) for the period 1982-83
HOBBIES. .
- Reading, Watching T.V.
- Playing carom
- Interacting with people
COMPUTER PROFICIENCY .
- MS Office,MS excel